Open-end fund

Results: 116



#Item
91Funds / Financial services / Collective investment schemes / Exchange-traded fund / Net asset value / Open-end fund / Financial adviser / Securities market / Security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 20, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to t

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Source URL: www.sec.gov

Language: English - Date: 2013-09-23 11:20:27
92Financial services / Stock market / Collective investment schemes / Exchange-traded fund / Futures contract / Financial adviser / Security / Money market fund / Open-end fund / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 29, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated App

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Source URL: www.sec.gov

Language: English - Date: 2013-07-30 06:19:24
93Funds / Financial services / Financial markets / Exchange-traded fund / Collective investment scheme / Advisorshares / Financial adviser / Open-end fund / Security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 1, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares

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Source URL: www.sec.gov

Language: English - Date: 2013-11-04 09:45:23
94Funds / Financial markets / Financial services / Collective investment schemes / Security / Exchange-traded fund / Asset-backed security / Open-end fund / Investment Advisers Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 30, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment

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Source URL: www.sec.gov

Language: English - Date: 2013-10-31 07:49:14
95Accountancy / Accounts payable / Business / Accounting systems / Debits and credits

Cash Receipt Modifications -WHILE 13TH ACCTG PERIOD IS OPEN**Based on CAS Year End Memo ** CR modifications involving Revenues and BS Accounts that reclassify deposits from one fund to another fund should be coded to the

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Source URL: www.sbs.alabama.gov

Language: English - Date: 2012-10-12 11:19:47
96Finance / Financial services / Collective investment schemes / Closed-end fund / Ruane /  Cunniff & Goldfarb / Net asset value / Open-end fund / Rate of return / Sequoia / Financial economics / Investment / Funds

ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED SECURITIES

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Source URL: www.sec.gov

Language: English - Date: 2007-11-13 15:14:33
97Financial services / Collective investment schemes / Funds / Mutual fund fees and expenses / Institutional investors / Expense ratio / Mutual fund / Open-end fund / Financial economics / Investment / Finance

1 THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION 2 3

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Source URL: www.sec.gov

Language: English - Date: 2007-08-22 10:35:00
98Financial services / Funds / Institutional investors / Stock market / Hedge fund / Mutual fund / Open-ended investment company / Net asset value / Open-end fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. IC-31093; File No[removed]Resource Real Estate Diversified Income Fund and Resource Real Estate, Inc.; Notice of Application June 23, 2014 Agency

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Source URL: www.sec.gov

Language: English - Date: 2014-06-24 07:56:30
99Financial services / Investment company / Investment Company Act / Investment Advisers Act / Unit investment trust / Exchange-traded fund / Financial adviser / Open-ended investment company / Closed-end fund / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Absolute Shares Trust, et al.; Notice of Application June 12, 2014 Agency: Securities and Exchange Commission (“Commission”). A

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Source URL: www.sec.gov

Language: English - Date: 2014-06-13 08:09:55
100Funds / Financial services / Collective investment schemes / Financial markets / Net asset value / Mutual fund / Money market fund / Mark-to-market accounting / Valuation / Financial economics / Investment / Finance

Interpretation: Valuation of Debt Instruments by Money Market Funds and Certain Other Open-End Investment Companies

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Source URL: www.sec.gov

Language: English - Date: 2009-03-20 16:27:20
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